Showing 1 to 10 of 146 search results.

1. TR24/1: Retirement income advice thematic review [pdf]

   Thematic reviews Pensions and retirement income Published: 20/03/2024
   This review supports our work to improve standards across the consumer investment market.

2. Thematic review of Retirement Income Advice

   Pensions Thematic reviews Published: 20/03/2024 Last modified: 20/03/2024
   Our findings on how the retirement income advice market is working and whether consumers are receiving appropriate advice on meeting their income needs in retirement.

3. TR22/1: Observations on wind-down planning: liquidity, triggers & intragroup dependencies [pdf]

   Thematic reviews Published: 11/04/2022
   TR22/1: Observations on wind-down planning: liquidity, triggers & intragroup dependencies.

4. TR22/1: Observations on wind-down planning: liquidity, triggers & intragroup dependencies

   Thematic reviews Published: 11/04/2022 Last modified: 11/04/2022
   This review reiterates our expectation that firms have adequate financial and non-financial resources to wind-down in an orderly manner, and sets out our observations of how they are doing this.

5. Thematic Review 20/1: The effectiveness of Independent Governance Committees and Governance Advisory Arrangements [pdf]

   Thematic reviews Published: 24/06/2020
   We have reviewed the effectiveness of Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) in improving value for money (VfM) of workplace pensions for customers.

6. TR20/1: The effectiveness of Independent Governance Committees and Governance Advisory Arrangements

   Thematic reviews Published: 24/06/2020 Last modified: 24/06/2020
   We reviewed how effectively Independent Governance committees (IGCs) and Governance Advisory Arrangements (GAAs) are improving the value for money of workplace pensions.

7. TR19/4: Understanding the money laundering risks in the capital markets [pdf]

   Thematic reviews Published: 10/06/2019

8. TR19/4: Understanding the money laundering risks in the capital markets

   Thematic reviews Published: 10/06/2019 Last modified: 11/06/2019
   We carried out this thematic review to look at the money-laundering risks and vulnerabilities in the capital markets and, where possible, to develop case studies to help inform the industry.

9. TR19/3: Review of the fair treatment of with-profits customers [pdf]

   Thematic reviews Published: 25/04/2019

10. TR19/3: Review of the fair treatment of with-profits customers

    Thematic reviews Published: 25/04/2019 Last modified: 24/06/2019
    We commenced our review with an assessment of all the areas across the with-profits market where there is potential for customer harm. After identifying those areas we regard as presenting the highest potential for customer harm, we conducted a