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FCA refuses authorisation to funeral plan provider
The FCA has issued a Decision Notice to One Life Funeral Planning Ltd (One Life) refusing the firm’s application for authorisation. -
Individual sentenced to four months imprisonment for contempt of court
The FCA has brought two contempt of court applications before Southwark Crown Court regarding ten breaches by an individual of a restraint order obtained under the Proceeds of Crime Act 2002. -
The FCA welcomes the Secondary Capital Raising Review Report
FCA welcomes the publication of the Capital Raising Review final report, commissioned by the Government in October 2021. -
FCA cancels listing of Umuthi Healthcare Solutions
The Financial Conduct Authority (FCA) has decided to discontinue the listing of the standard shares of Umuthi Healthcare Solutions plc (UHS). -
Restrictions placed on Colbourne & Company
On 23 June 2022 the FCA imposed a number of restrictions on Colbourne & Company stopping it from carrying out any regulated activities due to concerns about the way it conducts its business. -
FCA seeks re-trial in insider dealing case
The Financial Conduct Authority will pursue a re-trial of Stuart Bayes and Jonathan Swann for insider dealing offences. -
Jury discharged in insider dealing trial without a verdict
Having been unable to reach a verdict in the trial of Stuart Bayes and Jonathan Swann for insider dealing, the jury was discharged. -
FCA response to Amigo’s scheme being approved by the High Court
The High Court has approved Amigo Loans Limited scheme of arrangement to provide redress to customers who are due it for being mis-sold loans and who raise a complaint -
Obatan LLC
The FCA published an alert in relation to Obatan LLC on 22 April 2022. That alert was removed on 16 May 2022. -
FCA reminds consumers of the risks of investing in cryptoassets
We have seen some recent social media posts regarding cryptoassets and non-fungible tokens (NFTs). We cannot comment on individual products. However, as we have said previously, the FCA has not been given regulatory oversight over the direct