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Showing 81 to 90 of 541 search results for board effectiveness review.

81. Firms’ preparations to comply with the cryptoasset financial promotions regime – feedback on good and poor practice

    Good and poor practice Published: 07/09/2023 Last modified: 15/11/2023
    The FCA met with various regulated cryptoasset firms to understand how prepared they were. See findings and examples of good and poor practice.

82. Free trade in financial services and global regulatory standards: friends not rivals

    Speeches Published: 26/01/2017 Last modified: 02/02/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference.

83. Review of TCFD-aligned disclosures by premium listed commercial companies

    Multi-firm reviews Published: 29/07/2022 Last modified: 05/08/2022
    Following the introduction of a climate-related disclosure rule as a first step to improving the quality and quantity of disclosures across the corporate sector, we outline our preliminary observations and reiterate our expectations.

84. FCA reviews effectiveness of UK primary capital markets

    Press Releases Published: 14/02/2017 Last modified: 11/04/2024
    The FCA is seeking feedback on how the UK primary capital markets can most effectively meet the needs of issuers and investors.

85. FS17/3 and PS17/22: Review of the effectiveness of primary markets

    Policy statements Published: 14/02/2017 Last modified: 26/10/2017
    In February 2017 we published a Discussion Paper and a Consultation Paper as part of our 2016/2017 Business Plan commitment to review the structure of the UK’s primary markets to ensure they continue to serve the needs of issuers and investors.

86. CP23/10: Primary Markets Effectiveness Review – Feedback to DP22/2 and proposed equity listing rule reforms

    Consultation papers Published: 03/05/2023 Last modified: 03/05/2023
    We want your views on proposed rule changes to create a single listing category for shares in commercial companies. We also summarise feedback to our May 2022 Discussion Paper on the UK listing regime.

87. DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion

    Discussion papers Published: 26/05/2022 Last modified: 17/08/2022
    This discussion paper continues our work reviewing how effective our primary markets are as part of the FCA’s strategy to promote competition and positive change.

88. TR13/10 - Outsourcing in the asset management industry

    Thematic reviews Published: 04/11/2013 Last modified: 07/02/2022
    We have published the findings from our review that assessed whether asset managers are effectively mitigating the risks relating to outsourcing.

89. Review on disclosure of costs by asset managers

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

90. UK EMIR news

    Markets policy Published: 24/05/2016 Last modified: 18/12/2023
    Read our archive of news relating to EMIR dating back to August 2013.