Showing 1 to 11 of 56 search results for market watch.

1. Market watch newsletters

   Our Market Watch newsletter looks at market abuse risks, transaction reporting, suspicious transaction and order reporting, and other market conduct issues. It can help regulated firms and other non-regulated market users understand more about these areas and relevant practices to consider.

2. Market Watch 78

   Newsletters Published: 09/04/2024 Last modified: 09/04/2024
   Newsletter on market conduct and transaction reporting issues, March 2024.

3. Market Watch 77

   Newsletters Published: 14/02/2024 Last modified: 14/02/2024
   Newsletter on market conduct and transaction reporting issues, February 2024.

4. FCA response to the independent panels’ annual reports

   Corporate documents Published: 01/02/2024 Last modified: 07/02/2024
   In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.

5. Market Watch 76

   Newsletters Published: 30/01/2024 Last modified: 31/01/2024
   Newsletter on market conduct and transaction reporting issues, October 2023.

6. Primary Market Bulletin 46

   Newsletters Published: 19/12/2023 Last modified: 19/12/2023
   This edition covers Article 10 UK MAR and ESG stewardship  and TCFD-aligned disclosures: sponsor procedures.

7. Market Watch 75

   Newsletters Published: 31/10/2023 Last modified: 31/10/2023
   Newsletter on market conduct and transaction reporting issues, October 2023.

8. Market Watch 74

   Newsletters Published: 25/07/2023 Last modified: 25/07/2023
   n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.

9. Market Watch 73

   Newsletters Published: 26/04/2023 Last modified: 26/04/2023
   In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets.

10. Market Watch 72

    Newsletters Published: 11/01/2023 Last modified: 11/01/2023
    In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients

11. Market Watch 71

    Newsletters Published: 13/12/2022 Last modified: 13/12/2022
    In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.