Showing 11 to 20 of 764 search results for enforcement.

11. FCA to improve pace and transparency around enforcement cases

    Press Releases Published: 27/02/2024 Last modified: 27/02/2024
    The Financial Conduct Authority (FCA) has today committed to carrying out enforcement cases more quickly as the organisation seeks to increase the deterrent impact of its enforcement actions.

12. Convicted illegal money lender imprisoned for failing to pay confiscation order

    Press Releases Published: 16/02/2024 Last modified: 16/02/2024
    Illegal money lender, Dharam Prakash Gopee (70), has been sentenced to almost 8 years in prison for failing to pay a confiscation order.

13. Mohammed Zina found guilty of insider dealing and fraud

    Press Releases Published: 15/02/2024 Last modified: 15/02/2024
    Mohammed Zina was found guilty of six offences of insider dealing and three offences of fraud following a 12-week trial at Southwark Crown Court brought by the FCA.

14. Four men under investigation on suspicion of multiple offences

    Press Releases Published: 14/02/2024 Last modified: 14/02/2024
    The FCA and National Crime Agency (NCA) conducted a major operation to arrest 3 London based individuals.

15. FCA bans and fines Floris Jakobus Huisamen over London Capital & Finance plc financial promotions

    Press Releases Published: 13/02/2024 Last modified: 13/02/2024
    The FCA has fined a former director of London Capital & Finance plc (LCF) £31,800 and banned him from working in financial services. Floris Jakobus Huisamen was responsible for compliance at LCF but recklessly signed off hundreds of financial

16. Shifting the dial on financial crime requires a collective push

    Blogs Published: 09/02/2024 Last modified: 09/02/2024
    Collaborative action across four areas of focus can help shift the dial in our efforts to fight financial crime.

17. Duty calls: Future-proofing finance for everyone

    Press Releases Published: 28/12/2023 Last modified: 03/01/2024
    Now into the second year of its 3-year strategy, FCA outlines some key achievements and milestones from the last 12 months.

18. FCA responds to the Complaints Commissioner’s Final Report into Premier FX Limited

    Statements Published: 18/12/2023 Last modified: 18/12/2023
    We have responded to the Financial Regulators Complaints Commissioner's Final Report into complaints from those affected by the collapse of Premier FX Limited in 2018.

19. FCA writes to the Treasury Committee on Blackmore Bonds

    Statements Published: 06/12/2023 Last modified: 06/12/2023
    The FCA has written to the Treasury Committee about its decision not to take enforcement action following investigations into NCM Fund Services Ltd and Northern Provident Investments Ltd.

20. Scammers looking to exploit financial stress at Christmas, FCA warns

    Scams Press Releases Published: 06/12/2023 Last modified: 06/12/2023
    The FCA warns of the risk of loan fee fraud as almost two-thirds of parents feel pressured to spend above their means at Christmas.