Showing 1 to 10 of 674 search results.

1. Retirement Income Advice Assessment Tool [xlsx]

   Forms Published: 20/03/2024
   Our Retirement Income Advice Assessment Tool

2. Transaction report data extracts schema version 6 [xsd]

   Forms Published: 07/02/2024
   FCA Transaction report data extracts schema version 7

3. Financial Promotions Annex for Dual Regulated firms [docx]

   Forms Published: 24/01/2024
   Financial Promotions Annex for Dual Regulated Firms

4. PSD Add Agent Form [docx]

   Forms Published: 14/11/2023
   This form is for Payment Institutions to notify the FCA of a new UK agent

5. Financial Promotion Annex for firms with existing New Authorisation in progress [docx]

   Forms Published: 06/11/2023 Last modified: 06/11/2023
   Form to be used by applicants who wish to add Financial Promotions to their existing New Authorisation Application

6. Financial Promotions Variation of Permission form [docx]

   Forms Published: 06/11/2023
   Financial Promotions VOP form

7. Financial Promotions Variation of Permission Notes [docx]

   Forms Published: 06/11/2023
   Financial Promotions Variation of Permissions Notes

8. Financial Promotions Annex notes [docx]

   Forms Published: 06/11/2023
   Notes to be used when a Dual Reg applicant is wanting to add Financial Promotions to their New Authorisation application

9. Application for Gibraltar firms applying for Financial Promotions [docx]

   Forms Published: 06/11/2023
   Application for Gibraltar firms wishing to add Financial Promotions

10. Financial Promotions Spreadsheet Twelve Months [xlsx]

    Forms Published: 06/11/2023
    Spreadsheet to detail financial promotions as part of New Authorisation or VOP application