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Showing 81 to 90 of 3109 search results.

  1. Stephen Braviner Roman, diary engagements, July - September 2023 [pdf]

    FOI releases Published: 16/11/2023
    Stephen Braviner Roman, diary engagements, September - July 2023

  2. IHRP: Detailed Grounds of Defence [pdf]

    Corporate documents Published: 10/11/2023
    Independent review into the supervisory intervention on Interest Rate Hedging Products: Detailed Grounds of Defence.

  3. FCA Board Minutes: 28 September 2023 [pdf]

    Meeting minutes Published: 09/11/2023
    Minutes of the FCA Board meeting held on 28 September 2023.

  4. Dear CEO letter: FCA expectations for wealth management & stockbroking firms [pdf]

    Correspondence Published: 08/11/2023
    Portfolio letter to firms as a result of the PSF.

  5. Dear Chair of the Remuneration Committee letter 2023 [pdf]

    Correspondence Published: 31/10/2023
    Letter to chairs of level one firms to highlight areas for firms to consider when setting their remuneration policies and practices.

  6. FCA response to Complaints Commissioner's Report FCA ref: 208125268 [pdf]

    Corporate documents Published: 19/10/2023
    The FCA’s response to Complaints Commissioner's Report FCA ref: 208125268.

  7. Our supervision strategy for corporate finance firms: portfolio letter [pdf]

    Correspondence Published: 28/09/2023
    Letter outlines harms to consumers and markets the FCA thinks are most likely to arise from corporate finance firms' business models.

  8. Our platforms supervision strategy: portfolio letter [pdf]

    Correspondence Published: 28/09/2023
    Update on FCA's view of key harms in this sector, its expectations and a summary of the work it intends to do.

  9. Final warning for cryptoasset firms marketing to UK consumers and those supporting them to get ready for the financial promotion regime [pdf]

    Correspondence Published: 21/09/2023
    Final warning for cryptoasset firms marketing to UK consumers and those supporting them to get ready for the financial promotion regime

  10. Funeral plans sector portfolio letter: priorities 2023-2025 [pdf]

    Correspondence Published: 20/09/2023
    FCA’s priorities for the funeral plans sector, specific risks of harm and what it wants firms to do about them.