Showing 1 to 10 of 1301 search results.

1. FCA sets out findings against Link Fund Solutions

   Press Releases Published: 11/04/2024 Last modified: 11/04/2024
   Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund, according to findings published by the FCA.

2. New way of paying for investment research proposed by the financial regulator

   Press Releases Published: 10/04/2024 Last modified: 10/04/2024
   We have put forward plans for a new way to pay for investment research. 

3. Improving picture for personal finances, but many still struggling

   Press Releases Published: 10/04/2024 Last modified: 10/04/2024
   New research from the FCA has found that while many are struggling to meet financial commitments, the picture has improved over the last year.

4. FCA secures £1.6m for investors from alleged unlawful investment schemes

   Investments Press Releases Published: 04/04/2024 Last modified: 05/04/2024
   The FCA has secured court approval to obtain £1.6m from Argento Wealth Ltd and its sole director, who promoted 2 alleged unlawful investment schemes.

5. Stuart Bayes found guilty of insider dealing 

   Press Releases Published: 28/03/2024 Last modified: 28/03/2024
   Mr Stuart Bayes was today found guilty of 2 offences of insider dealing, following an 8-week trial at Southwark Crown Court in a prosecution brought by the Financial Conduct Authority (FCA).

6. Larry Barreto and Tassib Hussain sentenced for mortgage fraud

   Press Releases Published: 28/03/2024 Last modified: 28/03/2024
   On 27 March 2024, Larry Barreto and Tassib Hussain were sentenced for fraud offences following a prosecution brought by the FCA, which saw the pair convicted in November 2023.

7. FCA finds concerns over insurers’ valuation of written-off or stolen vehicles

   Press Releases Published: 27/03/2024 Last modified: 27/03/2024
   The Financial Conduct Authority (FCA) has identified shortcomings in how some motor insurance firms are valuing written-off or stolen vehicles.

8. FCA warns firms and finfluencers to keep their social media ads lawful

   Press Releases Published: 26/03/2024 Last modified: 26/03/2024
   Guidance for memes, reels and gaming streams promoting financial services has been published by the FCA today.

9. Four individuals charged over suspected water scam

   Press Releases Published: 22/03/2024 Last modified: 22/03/2024
   The FCA alleges that the individuals ran an unauthorised investment scheme, which defrauded investors out of £3.9 million.

10. FCA asks Financial Advisers to review their processes in retirement income support

    Press Releases Published: 20/03/2024 Last modified: 20/03/2024
    We have written to the Chief Executives of financial advice firms asking them to review their processes when providing retirement income advice.