Showing 31 to 40 of 674 search results.

31. Application for amend details - Credit rating agencies form [docx]

    Forms Published: 07/07/2022
    Application for amend details - Credit rating agencies form

32. [doc]

    Forms Published: 27/06/2022 Last modified: 28/06/2022
    mifid-intragroup-notification-for-change-in-controller.doc

33. MiFID Annex for VOP Application Notes [docx]

    Forms Published: 27/05/2022 Last modified: 27/05/2022
    MiFID Annex for VOP Application Notes

34. FUND 3.2.2R Disclosures [docx]

    Forms Published: 21/04/2022
    FUND 3.2.2R Disclosures

35. CRO cancellation form [docx]

    Forms Published: 11/04/2022
    CRO cancellation form

36. MiFID Transparency Waiver Form [docx]

    Forms Published: 07/04/2022
    MiFID Transparency Waiver Form

37. Application for registration as an Account Information Service Provider [docx]

    Forms Published: 29/03/2022 Last modified: 29/03/2022
    Application for registration as an Account Information Service Provider.

38. Corporate - Notification for Change in Controller (Section 178 notice) [doc]

    Forms Published: 22/03/2022 Last modified: 23/06/2022
    This form should be completed by a director of a corporate entity that wishes to acquire control or to increase control in a firm or in a parent undertaking of the firm.

39. Application for entry on register of SEF Managers [docx]

    Forms Published: 10/03/2022 Last modified: 30/03/2022
    Application for entry on register of SEF Managers

40. Application for entry on register of RVECA Managers [docx]

    Forms Published: 10/03/2022 Last modified: 30/03/2022
    Application for entry on register of RVECA Managers