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Showing 11 to 20 of 674 search results.

  1. Regulatory Return REP Diversity and Inclusion template [xlsx]

    Forms Published: 25/09/2023
    Regulatory Return REP Diversity and Inclusion template.

  2. Modification by Consent: COBS 8.1.1R [docx]

    Forms Published: 11/09/2023
    This modification form is to enable Child Trust Funds (CTFs) providers to move matured CTFs to a protected account or by bulk transfer to a new provider.

  3. Modification by consent of COLL 5.6.22R - Direction [docx]

    Forms Published: 11/09/2023
    This modification will enable managers and depositaries of authorised funds that invest in immovable property to provide guarantees and indemnities to third parties where required by the terms of the purchase to do so.

  4. modification-by-consent-of-sup-16-23a-6-direction.docx [docx]

    Forms Published: 11/09/2023
    This modification by consent will enable the Employer’s Liability Trading Office (ELTO) to be classed as 'an auditor' for the purposes of ICOBS 8.4.4R (1) (C)

  5. Trade Repository - Withdrawal of registration form [docx]

    Forms Published: 12/04/2023
    Trade Repository: Application to withdraw registration

  6. Securitisation Repository - Withdrawal of Registration form [docx]

    Forms Published: 12/04/2023
    Securitisation Repository - Application to withdraw registration form

  7. Working men's club annual return form (AR41) [docx]

    Forms Published: 27/01/2023
    Paper form for working men's club annual return (AR41)

  8. Financial analysis template for mortgage intermediaries - incorporated companies [xlsx]

    Forms Published: 23/01/2023
    Template for mortgage intermediaries (incorporated companies) when submitting authorisation applications.

  9. Template for financials for mortgage intermediaries – sole trader and partnerships [xlsx]

    Forms Published: 23/01/2023
    Template for mortgage intermediaries (sole trade and partnerships) when submitting authorisation applications.

  10. CRAs application for certification (form) [docx]

    Forms Published: 29/12/2022 Last modified: 29/12/2022
    Application for certification form for credit rating agencies (CRAs).