Showing 81 to 90 of 1058 search results.

81. PS22/11: Improvements to the Appointed Representatives regime [pdf]

    Policy statements Published: 03/08/2022
    This Policy Statement (PS) summarises and responds to feedback received to Chapters 3 and 4 of our CP.

82. PS22/11: Improving the Appointed Representatives regime

    Policy statements Published: 02/08/2022 Last modified: 12/12/2022
    We set out the final rules for the Appointed Representative regime to enhance consumer protection. We also respond to feedback to CP21/34

83. PS22/10: Strengthening our financial promotion rules for high‑risk investments and firms approving financial promotions [pdf]

    Policy statements Published: 01/08/2022
    This Policy Statement (PS) summarises the feedback we received to CP22/2. It sets out our final policy position and Handbook rules, which are designed to strengthen the regime for how high-risk investments (HRIs) can be promoted

84. PS22/10: Strengthening our financial promotion rules for high-risk investments and firms approving financial promotions

    Policy statements Published: 01/08/2022 Last modified: 07/11/2023
    Our final policy and handbook rules for high-risk investments subject to our financial promotion rules and for firms communicating and approving financial promotions.

85. FG22/5: Final non-Handbook Guidance for firms on the Consumer Duty [pdf]

    Finalised guidance Published: 27/07/2022 Last modified: 14/06/2023
    The Consumer Duty sets the standard of care that firms should give to customers in retail financial markets.

86. PS22/9: A new Consumer Duty [pdf]

    Policy statements Published: 27/07/2022
    We set out the final rules and guidance for a new Consumer Duty that will set higher expectations for the standard of care firms give consumers.

87. PS22/9: A new Consumer Duty

    Policy statements Published: 27/07/2022 Last modified: 27/07/2022
    We are consulting for a second time on our proposals to set a higher standard of consumer protection in retail financial markets, where firms compete vigorously in the interests of consumers.

88. PS22/8: Protecting investors in authorised funds following the Russian invasion of Ukraine [pdf]

    Policy statements Published: 06/07/2022
    PS22/8: Protecting investors in authorised funds following the Russian invasion of Ukraine

89. PS22/8: Protecting investors in authorised funds following the Russian invasion of Ukraine

    Policy and guidance Policy statements Published: 06/07/2022 Last modified: 06/07/2022
    We respond to feedback to CP22/8. We also set out final rules and guidance which allow authorised fund managers to create separate unit classes (side pockets) for retail investment funds affected by the invasion of Ukraine.

90. FG22/4: FCA's approach to compromises for regulated firms [pdf]

    Finalised guidance Published: 05/07/2022
    This guidance aims to help firms understand what information we need and how we approach compromises to secure an appropriate degree of protection for consumers, enhance the integrity of UK financial markets, and reduce the number of proposed