The cross reference lists are for issuers to show us how they have complied with the disclosure requirements when submitting documents for FCA approval.
If you need help see our instructions.
The PRR cross reference lists have been updated to reflect the end of the transition period for the UK’s withdrawal from the EU.
Prospectuses
For issuers preparing a prospectus under the Prospectus Regulation for approval by the FCA.
| Prospectus Rules Annex |
Prospectus cross-reference list description |
Version date |
|---|---|---|
| Annex 1 | Registration document for equity securities | Jan 2021 |
|
Annex 2 |
May 2019 |
|
|
Annex 3 |
Registration document for secondary issuances of equity securities |
Jan 2021 |
|
Annex 4 |
Registration document for units of closed-end collective investment undertakings |
Sep 2020 |
|
Annex 5 |
Registration document for depository receipts issued over shares |
May 2019 |
|
Annex 6 |
Jan 2021 |
|
|
Annex 7 |
Jan 2021 |
|
|
Annex 8 |
Registration document for secondary issuances of non-equity securities |
Jan 2021 |
|
Annex 9 |
Jan 2021 |
|
| Annex 10 | No longer applicable after 1 January 2021 | |
|
Annex 11 |
Jan 2021 |
|
|
Annex 12 |
Jan 2021 |
|
|
Annex 13 |
Jan 2021 |
|
|
Annex 14 |
Jan 2021 |
|
|
Annex 15 |
Jan 2021 |
|
|
Annex 16 |
Securities note for secondary issuances of non-equity securities |
Jan 2021 |
|
Annex 17 |
Securities giving rise to payment or delivery obligations linked to an underlying asset |
Jan 2021 |
|
Annex 18 |
Jan 2021 |
|
|
Annex 19 |
Jan 2021 |
|
|
Annex 20 |
May 2019 |
|
|
Annex 21 |
May 2019 |
|
|
Annex 22 |
Jan 2021 |
|
|
Annex 23 |
Jan 2021 |
|
|
Annex 24 |
Jan 2021 |
|
|
Annex 25 |
Jan 2021 |
|
|
Annex 26 |
Jan 2021 |
|
|
Annex 27 |
Jan 2021 |
|
|
Annex 28 |
Jan 2021 |
|
|
PR Art 7 |
Jan 2021 |