Listing Rules checklists

The checklists are used to confirm and explain compliance with the Listing Rules’ eligibility requirements for admission of securities to the Official List for submissions to be approved on or after 21 July 2019.

If you need help see our instructions.

Make sure you use the latest version of the checklists as we do update them.

For submissions to be approved on or after 21 July 2019, find checklists for:

• Eligibility for admission to the Official List under the Listing Rules
• Circulars (premium listed issuers)
• Listing particulars (debt securities)

Eligibility for admission to the Official List under the Listing Rules

For issuers applying to admit securities to a listing segment of the Official List in which that class of security is not already listed. This applies to new applicant issuers seeking admission of securities to the Official List,issuers seeking to transfer securities between listing categories of the Official List, or issuers with existing listings, looking to admit a new line of securities to the Official List.  New applicant issuers may also be required to submit an eligibility letter under LR8.4.3 (premium listing of equity shares) or LR18.3.1A (standard listing of certificates representing securities, or GDRs).

Circulars (premium listed issuers)

For issuers with securities admitted to the Official List preparing a circular under the Listing Rules for approval by the FCA.

Listing particulars (debt securities)

For issuers seeking FCA approval of listing particulars to be prepared and published for securities that are the subject of an application for listing where a prospectus is not required.