Forms and checklists

Download Listing Transactions and Primary Market Oversight and how to make payments forms.

For review under the Prospectus Regulation:

Find forms for:

  • Payment
  • Document review
  • Issuer management
  • Market participants – notifications to FCA
  • Sponsor forms

Find out how to submit documents electronically using the Electronic Submission System (ESS).


Electronic Transfer Payment Form

Electronic Payment Form (PDF)

Document review

Document items

Form A (DOC) / No change confirmation template letter (DOC)

Upfront submission form (DOC)
The upfront submission form is optional and only applicable to debt documents.

Listing Rules checklists
Prospectus Regulation Rules cross-reference lists

Same day service 

SDS form (DOC) *new*

Declarations by sponsors

Sponsor's Declaration for the production of a circular form (PDF)
Sponsor's Declaration on an application for Listing form (PDF)
Sponsor's Declaration for a Transfer of Listing Category (PDF)
Sponsor’s Declaration for a Reverse Takeover Announcement (PDF)

Listing Transactions – Russia and Belarus sanctions confirmation Confirmations we need about the effect of sanctions.

Issuer management 

Issuer management forms

Application for Admission of Securities form (DOC) - Note that this form is not required when you submit applications via the ESS portal
Block Listing Six Monthly Return form (DOC)
Pricing Statement form (DOC)
Shareholder Statement form (DOC)
Certifications representing equity securities in public hands statement (DOC)

Listing Transactions – Russia and Belarus sanctions confirmation Information for issuers.