The regulatory framework for UK Data Reporting Service Providers (DRSPs) is set out in the following sources.
Regulatory framework (see also MAR 9.1.3 G)
Please refer to:
- The Data Reporting Services Regulations 2017/699
- UK MiFIR
- UK MiFID Org Regulation (Commission Delegated Regulation 2017/565)
- UK MiFIR Delegated Regulation (Commission Delegated Regulation 2017/567)
- MAR 9 of the Handbook
Also the onshored technical standards on:
- transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and the obligation for investment firms to execute transactions in certain shares on a trading venue or a systematic internaliser (Commission Delegated Regulation 2017/587)
- transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives (Commission Delegated Regulation 2017/583)
- the volume cap mechanism and the provision of information for the purposes of transparency and other calculations (Commission Delegated Regulation 2017/577)
- the authorisation, organisational requirements and the publication of transactions for data reporting services providers (Commission Delegated Regulation 2017/571)
- the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications. (Commission Implementing Regulation 2017/1110)